Table of Contents
Click on a title to visit that section.
FRONT COVER
TO OUR SHAREHOLDERS
FORM 10-K
INDEX
FORWARD-LOOKING STATEMENTS
CAUTIONARY STATEMENT REGARDING MINERALIZED MATERIAL
PART I
ITEMS 1 AND 2: BUSINESS AND PROPERTIES
ITEM 1A: RISK FACTORS
ITEM 1B: UNRESOLVED STAFF COMMENTS
ITEM 3: LEGAL PROCEEDINGS
ITEM 4: MINE SAFETY DISCLOSURES
PART II
ITEM 5: MARKET FOR REGISTRANT’S COMMON EQUITY, RELATED STOCKHOLDER MATTERS AND ISSUER PURCHASES OF EQUITY SECURITIES
ITEM 6: SELECTED CONSOLIDATED FINANCIAL DATA
ITEM 7: MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS
ITEM 7A: QUANTITATIVE AND QUALITATIVE DISCLOSURES ABOUT MARKET RISK
ITEM 8: FINANCIAL STATEMENTS AND SUPPLEMENTARY DATA
ITEM 9: CHANGES IN AND DISAGREEMENTS WITH ACCOUNTANTS ON ACCOUNTING AND FINANCIAL DISCLOSURE
ITEM 9A: CONTROLS AND PROCEDURES
ITEM 9B: OTHER INFORMATION
PART III
ITEM 10: DIRECTORS, EXECUTIVE OFFICERS AND CORPORATE GOVERNANCE
ITEM 11: EXECUTIVE COMPENSATION
ITEM 12: SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT AND RELATED STOCKHOLDER MATTERS
ITEM 13: CERTAIN RELATIONSHIPS AND RELATED TRANSACTIONS, AND DIRECTOR INDEPENDENCE
ITEM 14: PRINCIPAL ACCOUNTING FEES AND SERVICES
PART IV
ITEM 15: EXHIBITS, FINANCIAL STATEMENT SCHEDULES
ITEM 16: PREPARATION OF STATEMENT OR REPORT
EXHIBITS
SIGNATURES
FINANCIAL STATEMENTS AND SUPPLEMENTARY DATA INDEX
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
CONSOLIDATED BALANCE SHEETS
CONSOLIDATED STATEMENTS OF OPERATIONS AND COMPREHENSIVE LOSS
CONSOLIDATED STATEMENTS OF CHANGES IN EQUITY
CONSOLIDATED STATEMENTS OF CASH FLOWS
NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS
1. Nature of Operations
2. Summary of Significant Accounting Policies
3. Change in Accounting Principle
4. Cash and Cash Equivalents and Short-Term Investments
5. Prepaid Expenses and Other Assets
6. Inventories
7. Value added tax receivable
8. Property, Plant and Equipment
9. Accounts Payable and Other Accrued Liabilities
10. Convertible Note Payable – Related Party, Net
11. Asset Retirement and Reclamation Liabilities
12. Other Liabilities
13. Fair Value Measurements
14. Income Taxes
15. Equity
16. Revenue, Deferred Revenue and Related Costs
17. Interest and Other Income
18. Derivative Loss
19. Cash flow information
20. Commitments and Contingencies
21. Foreign Currency
22. Segment Information
23. Related Party Transactions
24. Subsequent Event
CORPORATE INFORMATION
BACK COVER